JPMorgan fined $125m for ‘widespread’ record-keeping failures

JPMorgan fined $125m for ‘widespread’ record-keeping failures

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JPMorgan fined $125m for ‘widespread’ record-keeping failures
Guilty of longstanding failures to maintain and preserve communications documents, according to the regulator
  • Compliance
  • Duties
  • Feature
  • Feature3
  • Compliance Management
  • Compliance/Regulatory
  • Management

    Financial Services

    via Banking Exchange News Feed – Banking Exchange – Banking Exchange https://ift.tt/2MwF3g6

    December 21, 2021 at 01:05PM

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